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Platinum Metals Rev., 1997, 41, (2), 66

Platinum Catalysts Used in the Silicones Industry

Their Synthesis and Activity in Hydrosilylation

  • By Larry N. Lewis
  • Judith Stein
  • Yan Gao
  • Robert E. Colborn
  • Gudrun Hutchins
  • GE Corporate Research & Development Center, General Electric Company, Schenectady, New York
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Article Synopsis

Hydrosilylation is a reaction widely used in the silicones industry for the preparation of monomers, containing silicon-carbon bonds, and for crosslinking polymers, and results in a variety of products. Hydrosilylation reactions are catalysed by highly active platinum catalysts, such as the silicone-soluble Karstedt’s catalyst, which is prepared by the reaction of chloroplatinic acid, H2PtCl6, with vinyl-silicon containing compounds, such as divinyltetramethyldisiloxane, Mvi Mvi – Inhibitors are widely used during hydrosilylation reactions to prevent premature crosslinking of polymers at ambient temperature, but permit rapid platinum-mediated crosslinking reactions at higher temperatures. Platinum colloids are formed at the end of the reaction and were identified by analysis. This paper discusses the mechanism of the hydrosilylation reaction, catalyst formation, characterisation, the effects of inhibitors and the range and complexity of the end products.

The silicones industry extensively uses the platinum-catalysed hydrosilylation reaction, in which a silicon-hydrogen (Si-H) bond is added across the unsaturated carbon-carbon double bond (C=C) of an olefin, Equation (i), resulting in the formation of a silicon-carbon (Si-C) bond (18).

(i)

Hydrosilylation can be used for the synthesis of monomers; for example, in Equation (ii) the addition of a methyl dichlorosilane to an alkene gives a monomer, a methyldichlorosilylsubstituted compound, which upon hydrolysis gives a polymer, a polysiloxane with hydrocarbon functional groups.

(ii)

Hydrosilylation is used to a much greater extent in industry to produce crosslinking reactions (911). The crosslinked network shown in Equation (iii), for example, is created by the addition of platinum to a mixture composed of a difunctional vinyl-containing polydimethylsiloxane and the multifunctional Si-H-containing copolymer of polydimethylsiloxane and methylhydrogen siloxane.

(iii)

Here, to show the crosslinking in the polymer chain which has been catalysed by platinum, the M, D, T and Q notation is used, where M, D, T and Q refer to mono, di, tri and quaternary oxygen substitution at silicon and where a superscript is used to describe substitution at silicon other than methyl as in Mvi, which refers to vinyldimethylsiloxane, D is dimethylsiloxane and DH is methylhydrogen siloxane.

Crosslinked silicones such as these are used for: automotive gaskets, paper release coatings, pressure sensitive adhesives, baby bottle teats, and many other applications. So-called liquid injection molding (LIM) applications employ hydrosilylation for curing and LIM finds application in computer key pads, to name just one current use.

Hydrosilylation Catalysts

One class of platinum compounds used as hydrosilylation catalysts are Pt(0) complexes containing vinyl-siloxane ligands (12, 13). An example of such a catalyst is Karstedt’s catalyst, Ptx(MviMvi)y, formed by the reaction of divinyltetramethyldisiloxane (MviMvi) with chloroplatinic acid, H2PtCl6, Equation (iv).

(iv)

Karstedt’s catalyst is a Pt(0) complex which contains both bridging and chelating di-vinyl ligands (14, 15). The designation of Ptx(MviMvi)y, and MviDxMvi as “solution A” is taken from the work of Lappert’s group and is used to describe the mixture of products containing platinum and vinylsiloxane oligomers (16, 17).

In the late 1960s and early 1970s, Willing of Dow Coming (18) and Karstedt of GE (15) described the reaction of chloroplatinic acid and vinyl-containing siloxane monomers to make siliconesoluble platinum complexes. Little was then known (19) about the structure of the platinum complexes which resulted from the reaction shown in Equation (iv) until the work of Lappert and co-workers (16, 17). The Lappert group reported that the platinum product, 1, of Equation (v):

(v)

contained a bridging MviMvi and each platinum had a chelating MviMvi group. 195Pt NMR spectroscopic analysis of “solution A” showed the presence of two resonances which Lappert suggested was due to two isomers of 1. We proposed that the two 195Pt NMR resonances were caused by the presence of 1 and 2, see Equation (vi) (20).

(vi)

When “solution A” was combined with vinyl-stopped polydimethylsiloxane oligomers, a single 195Pt resonance was observed. Furthermore, analysis of “solution A” by field desorption mass spectroscopy (FDMS) showed the presence of 2 and vinyl-stopped oligomers, as shown in Equation (iv).

The reduction of Pt(IV) to Pt(0) by a silicon-vinyl group, in Equation (iv), appeared to be a new reaction. When MviMvi was the reducing agent, some of the silicon vinyl functionality was converted to a silicon-oxygen group. The net result was the conversion of an Mvi group into a D (dimethylsiloxane) group. The vinyl group was changed primarily into either butadiene or ethylene. Water was the source of the new oxygen bond to silicon. Similarly, when Dvi is the source of reducing agent, as in the reaction of Equation (vii), a Dvi group is converted into a T group.

The overall platinum conversion occurring in Equation (iv), is from Pt(IV) to Pt(0); the platinum in “solution A” being in the zero oxidation state. We attempted to observe the imputed Pt(II) intermediate from this vinyl-silicon-mediated reduction in Equation (iv). Typically, in this reaction, chloroplatinic acid is reacted with MviMvi in the presence of some ethanol, which aids in the dissolution of H2PtCl6. Sodium bicarbonate was added to remove chloride. Both ethanol and NaHCO3 may aid the reduction. A 195Pt NMR spectrum of “solution A” showed the previously mentioned resonances at –6200 ppm.

However, when the reduction was carried out without ethanol or NaHCO3, a broad 195Pt resonance was observed at –3470 ppm, which may be due to a Pt(II) intermediate. In order to characterise further the potential Pt(II) intermediates and to improve understanding of the mechanism of the reduction process, H2PtCl6 was reacted with several silicon-vinyl-containing species. The product of the reaction of H2PtCl6 and dimethyldivinylsilane, (CH3)2Si(CH=CH2)2, gave two products, see Equation (viii), a Pt(II) complex, 3, and a Pt(0) structure, 4. Complex 3 was isolated and a single crystal X-ray

(vii)

(viii)

structure, see Figure 1, showed it to be a dinuclear complex with two bridging chlorine atoms and a bridging (CH3)2Si(CH=CH2)2 ligand. Additionally each platinum atom in 3 contained a η12 -(CH3)2Si(CH=CH2)(CH2CH3) ligand. Compound 3 had a 195Pt NMR resonance at –3603 ppm, while the Pt(0) product, 4, had a 195Pt NMR resonance at –6152 ppm. Although the structure of 4 was not determined directly, addition of PPh3 to solutions containing 4 produced (Mvi Mvi)Pt(PPh3) suggesting that 4 was Pt2(MviMvi)x((CH3)2Si(CH=CH2)2)y(20).

Fig. 1

The three dimensional structure of 3 produced by the reaction of H2PtCl6 with (CH3)2Si(CH=CH2)2. This dinuclear complex has two bridging chlorine atoms and a bridging (CH3)2Si(CH=CH2)2 ligand. Each platinum atom in 3 contains a η12-(CH3)2Si(CH=CH2)(CH2CH3) ligand (20)

The three dimensional structure of 3 produced by the reaction of H2PtCl6 with (CH3)2Si(CH=CH2)2. This dinuclear complex has two bridging chlorine atoms and a bridging (CH3)2Si(CH=CH2)2 ligand. Each platinum atom in 3 contains a η1:η2-(CH3)2Si(CH=CH2)(CH2CH3) ligand (20)

Inhibitors

Another important aspect of industrial hydrosilylation is the use of inhibitors (2123). The crosslinking reaction of Equation (iii) will usually occur with as little as 10 ppm platinum, at ambient temperature in a matter of minutes. The rapidity of this reaction leads to the need for inhibitors to give some control over the reaction. Typical industrial applications require long work times at low temperatures, followed by fast curing times at elevated temperature.

Two inhibitors, dimethyl fumarate and dimethyl maleate, are commonly added to platinum-catalysed crosslinkable silicone formulations to permit long, work life by the end user at ambient temperature with a rapid cure at elevated temperature. The reaction of “solution A” with four equivalents of dimethyl fumarate, relative to platinum, resulted in formation of a platinum-fumarate complex, 5, see Equation (ix). Complex 5 was characterised on the basis of its 13C NMR spectrum and by comparison of its spectrum with those of the maleate analog, 6, and the previously well characterised compound PPh3Pt(MviMvi), 7. Compound 7 was prepared by the reaction of “solution A” with one equivalent of PPh3, in the presence of 10 equivalents of MviMvi. In effect the fumarate (or maleate) replaces the bridging, but not the chelating MviMvi ligandin Karstedt’s catalyst.

(ix)

A comparison of the 13C NMR spectra for 5, 6 and 7 in the olefin-platinum region is shown in Figure 2. All the 13C olefin resonances had 195Pt satellites. The spectrum of 5 showed four overlapping triplets from 68 to 72 ppm. These four resonances derived from the four different olefinic carbons present in the chelating MviMviligand.

Fig. 2

Comparison of 13C NMR spectra in the “bound” olefin region for compounds 5, 6 and 7 (23); 5 is the spectrum of the fumarate analogue, 6 is the speetrum of the maleate analogue and 7 is the spectrum of the eompound prepared from “solution A”, with PPh3 and MviMvi

Comparison of 13C NMR spectra in the “bound” olefin region for compounds 5, 6 and 7 (23); 5 is the spectrum of the fumarate analogue, 6 is the speetrum of the maleate analogue and 7 is the spectrum of the eompound prepared from “solution A”, with PPh3 and MviMvi

By contrast, the 13CNMR spectrum for 6 had two resonances for the olefinic carbons of the MviMvi ligand because the two double bonds are chemically equivalent. The downfield triplet resonance at 69.2 ppm (JPt−c = 56 Hz) was assigned to the methylene carbon of the MviMvi ligand of 6, while the methyne carbon was the triplet upfield at 71.94 ppm (JPt−c = 42 Hz). Both 5 and 6 showed peaks in the 13C NMR due to the olefinic carbons of fumarate and maleate, respectively, with large coupling constants: JPt−c = 89 and 104 Hz, respectively. Compound 7, where maleate or fumarate was replaced with PPh3 had two resonances for those of the olefinic carbons of MviMvi, but shifted upfield relative to those in 6 due to the presence of the PPh3 ligand.

Platinum Colloid Formation

The mechanism of the hydrosilylation reaction at the molecular level has been studied for many years (18), and several reviews have been devoted to the reaction (2428). The Chalk-Harrod mechanism, developed during the 1960s, is the most often cited mechanism for hydrosilylation and is based on fundamental steps of organometallic chemistry (8); these include oxidative addition of a Si-H group to a metal-olefin complex, insertion steps and reductive elimination. However, a number of phenomena are not explained by the Chalk-Harrod mechanism and among these is the presence of an induction period (the time between the start of a chemical reaction and its observable occurrence), formation of coloured bodies and co-catalysis by oxygen.

In the 1980s Lewis and co-workers proposed a mechanism based on the intermediacy of platinum colloids (13, 14, 25, 26), which had been observed via transmission electron microscopic (TEM) analysis of reaction solutions following platinum-catalysed hydrosilylation (27).

Reaction solutions from a platinum-catalysed hydrosilylation reaction were originally analysed by first evaporating the reaction solutions and then recording the TEM images (1214, 2225). TEM analysis showed, in some cases, that colloidal platinum had formed after the hydrosilylation reaction. More recently, Pt EXAFS of reaction solutions from hydrosilylation reactions has shown that the type of platinum species formed in solution at the end of a reaction depends on:

• the ratio of Si-H to vinyl used (21), and

• the nature of the olefin (hydrocarbon or silicon-vinyl).

The two types of platinum end products observed are illustrated in Equation (x) where 8 was the species formed at high vinyl concentrations and 9 was the platinum product formed when the concentration of Si-H was greater than, or equal to, that of vinyl. Compound 8 was the designation used for platinum species containing only Pt-C bonds (at a typical Pt-C:olefin distance of around 2.17 Å and with a co-ordination number, number in parentheses, of six). Compound 9 was the species that contained both Pt-Pt and Pt-Si single bonds as determined by EXAFS.

(x)

(xi)

(xii)

(xiii)

(xiv)

Note that D4 is cyclooctamethyltetrasiloxane

Platinum species 9 could be converted to 8 in the presence of excess olefin (if the olefin was a silicon-vinyl compound, that is, if more MDviM was added). Compound 8 was formed when silicon-olefin was the olefin source, that is MDviM.

However, if a Si-H compound was reacted with an olefinic hydrocarbon, such as hexene, which does not contain silicon-vinyl, then 9 was formed regardless of the stoichiometry of olefin and Si-H. Similarly, with neo-hexene (3,3-dimethyl-l-hexene) platinum reaction product 9 is formed from the platinum-catalysed hydrosilylation reaction between neo-hexene and a number of different Si-H compounds, even if the concentration of Si-H:neo-hexene is 1:2.

The reactions in Equations (xi) to (xiv), (where (xi) and (xii) describe the platinum catalysed hydrosilylation of triethylsilane with neo-hexene), all give dark-coloured solutions. TEM analyses of the reaction products from these solutions after evaporation all show that platinum crystallites were present.

A representative TEM, from Equation (xiii), is shown in Figure 3; here individual crystallites can be seen, displaying diffraction fringes with spacing which matches that for the (111) plane in crystalline platinum. The diffraction pattern also could be indexed to that of platinum. Finally, energy dispersive X-ray spectroscopy of the spots confirmed that they were composed of platinum.

Fig. 3

Transmission electron micrograph of the platinum colloids formed by evaporation of the reaction product between (CH3)2(CH3CH2O)SiH and Karstedt’s catalyst solution, (Pt(CH3)2(H2C=CH)SiOSi(CH= CH2)(CH)3)2, Equation (xiii). The dark spots are platinum crystallites which reveal diffraction fringes corresponding to the platinum (111) lattice spacing

Transmission electron micrograph of the platinum colloids formed by evaporation of the reaction product between (CH3)2(CH3CH2O)SiH and Karstedt’s catalyst solution, (Pt(CH3)2(H2C=CH)SiOSi(CH= CH2)(CH)3)2, Equation (xiii). The dark spots are platinum crystallites which reveal diffraction fringes corresponding to the platinum (111) lattice spacing

In the reactions shown in Equations (xi) and (xii), in situ studies showed that platinum of type 9 (from Equation (x)) formed in the reactions with neo-hexene. On evaporation, the type 9 platinum composition is converted to platinum crystallites. The effect of dilution with D4 or of running the reaction without solvent was examined together with the effect on platinum crystallite size. Reactions between dimethyl-ethoxysilane and either Karstedt’s catalyst (Equation (xiii)) or PtCl4 (Equation (xiv) (12)) were carried out under conditions where previous reports had shown that colloids formed. The Table shows the results of a statistical analysis of the particle sizes of the platinum crystallites formed from the reactions in Equations (xi) to (xiv).

The particle size of the crystallites may have been affected by the platinum concentration; it can be seen in the Table that the larger particles from Equation (xiv) are produced from a higher platinum concentration. The particles formed from Equations (xi) and (xiii) were similar in size and larger than those from Equation (xii). Equation (xii) did not use D4 diluent.

Statistics on Particle Sizes of Platinum Crystallites Formed in Equations (xi) to (xiv)

Number average
EquationPt concentration, mg ml−1Mean, ÅMinimum, ÅMaximum, ÅStandard deviation
(xi)0.2924.41636.13.6
(xii)0.317.310.326.42.9
(xiii)0.322.69.633.33.6
(xiv)0.4630.417.646.95.4

When hydrosilylation reactions were run with silicon-vinyl substrates, for example Equation (x) where platinum of type 8 is formed, TEM analyses of the resulting evaporated solutions were different from those obtained from Equations (xi) to (xiv). Note that all of these reactions were carried out in neat solutions and it is not known if the absence of diluent contributed to the observed TEM. TEM of evaporated solutions from Equations (xv) to (xviii) showed the complete absence of the platinum crystallites seen in Figure 3.

(xv)

(xvi)

(xvii)

(xviii)

A darkfield TEM micrograph, prototypical for the evaporated solution from Equations (xv) to (xviii) is shown in Figure 4. Energy dispersive X-ray spectroscopy confirmed the presence of platinum. However, the diffraction pattern did not match that of metallic platinum or any platinum compound in the powder diffraction file. Electron diffraction analysis indicated the presence of a crystalline material which had formed in very thin crystalline sheets that were slightly misaligned with respect to one another. The moiré diffraction fringes due to this misalignment are clearly visible in the micrograph.

Fig. 4

Transmission electron darkfield image of the evaporated solution from Equation (xvii). Note the presence of moiré diffraction fringes due to slight misalignments of the thin crystalline sheets making up the material

Transmission electron darkfield image of the evaporated solution from Equation (xvii). Note the presence of moiré diffraction fringes due to slight misalignments of the thin crystalline sheets making up the material

Evaporation of the product solution from the reaction between PtCl4 and a siloxane-like SiH source, M3TH, tris(trimethylsiloxy)silane (Me3SiO)3SiH, gave a TEM similar to Figure 3, while evaporation of the product solution from the reaction between PtCl4, M3TH and M3Tvi gave a TEM similar to Figure 4. Further studies are underway to determine the structure of platinum species present during hydrosilylation under the various conditions discussed here. The species in Figure 4 may be explained by these analyses (29).

Summary and Conclusions

Hydrosilylation is widely used industrially for the preparation of monomers with silicon-carbon bonds and for producing crosslinked polymers.

Highly active, silicone-soluble platinum catalysts can be prepared by the reaction of chloroplatinic acid with vinyl-silicon containing compounds. The vinyl-silicon compounds, such as divinyltetramethyldisiloxane (MviMvi) reduce platinum(IV), in chloroplatinic acid, to platinum(0) with the concurrent conversion of the silicon-vinyl group to a silicon-oxygen group. A typical platinum catalyst is Karstedt’s catalyst, Ptx(MviMvi)y.

Inhibitors are widely used in industry to control the platinum-mediated addition reaction of curable systems. The addition of inhibitors prevents hydrosilylation (crosslinking) at low temperature while permitting rapid reaction at elevated temperature. Commonly used inhibitors include those with electron deficient double bonds, such as maleates and fumarates. Dimethyl maleate reacts with Karstedt’s catalyst to make a complex containing a chelating MviMvi group and a maleate ligand.

Previous studies reported that formation of platinum colloids was a key step in hydrosilylation. It is now clear that colloid formation occurs as an end stage of the reaction. EXAFS analysis has shown that molecular compounds are present during hydrosilylation. Colloidal platinum is observed by TEM after evaporation of solutions from several reactions which involve platinum, a Si-H compound and either poorly co-ordinating olefins or no olefin. However, in some cases where silicon-vinyl-containing species were present, the reaction product between platinum and a Si-H-containing compound did not give colloidal platinum species; and TEM analysis showed that the crystalline material present was not metallic platinum crystallites.

Further work is in progress to identify the structures of platinum intermediates formed during hydrosilylation and industry continues to search for more highly active catalysts and more effective inhibitors.

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Acknowledgements

I would like to thank Jim Grande for performing the statistical analysis from the TEM images.

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